SRA Compliance
The Solicitors Regulation Authority's rules governing UK solicitors and law firms, including outcome-focused regulation on confidentiality, conflict of interest, accountability, and client protection.
How it works
SRA compliance is the regulatory frame for UK law firms. The SRA Standards and Regulations cover client confidentiality, legal professional privilege, conflict of interest checking, financial regulation including client money handling, and solicitor conduct. For AI deployment in UK law firms, the architectural implications are direct: client data covered by privilege cannot be sent to a third-party LLM provider without breach risk; case management and document handling must preserve the audit trail required for SRA oversight; and AI-driven case intake and conflict checking must produce evidence on demand. Ayoob AI builds SRA-aligned architectures for UK law firm clients, with the audit and evidence layer designed in from day one.
Related terms
FCA Consumer Duty
The Financial Conduct Authority's outcomes-based regulation requiring regulated firms to act to deliver good outcomes for retail customers across products, services, price, value, understanding, and support.
Private AI
AI deployed on infrastructure the client controls (on-premise, in the client's cloud tenancy, or air-gapped), with no third-party LLM provider in the data path and no inference-time data export.
Document Triage
The classification and routing of incoming documents (clinical letters, legal correspondence, customer requests) by topic, urgency, and required action, with the AI handling routine cases and escalating exceptions.
Want to see this technology in action?
Book a Discovery Call